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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Frankfort is an Investment Advisor Representative with Corient. Samuel has been in the financial services industry since 1998. Samuel has a Series 3, 7, 63, 65 and 66. Corient provides a range of financial services, including financial planning, pension consulting, portfolio management, and market timing services. The firm manages assets for individuals, businesses, high-net-worth individuals, charitable organizations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of assets under advisement
1
2
TX
01/19/2024 - Present
Corient (Houston TX)
TX
05/22/2020 - 02/15/2024
ROCKEFELLER FINANCIAL LLC (Houston TX)
TX
09/06/2016 - 05/27/2020
RAYMOND JAMES & ASSOCIATES, INC. (Houston TX)
TX
08/05/2011 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)
TX
11/24/2008 - 08/09/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
NY
09/19/2005 - 12/10/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
05/27/2002 - 09/01/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
09/03/1998 - 07/06/2000
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
PA
07/27/1998 - 08/17/1998
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
BOTH
Issued 05/22/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2008
Series 3 - National Commodity Futures Examination
BC
Issued 07/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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