Unclaimed
Samuel Derse is a registered representative with JCC Capital Markets, LLC. Samuel has passed the Series 63, Series 22TO, and SIE exams. Samuel is currently licensed in Oregon. Samuel has been in the financial services industry for a short period of time.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/15/2023 - Present
JCC Capital Markets, LLC (LAGUNA NIGUEL CA)
BC
Issued 09/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 07/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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