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Samuel Curtis

Ally Invest Advisors

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About Samuel Curtis

Samuel Curtis is a financial advisor based in Charlotte, NC. Samuel currently works for Ally Invest Advisors and has been in the industry since 2021. Samuel is registered with FINRA as a Registered Representative and is also a Registered Investment Advisor in North Carolina. Samuel holds both Series 66 and Series 63 licenses as well as Series 7 and SIE licenses. Samuel has previously worked for UBS Financial Services INC. and Ally Invest Securities LLC. Samuel specializes in financial planning and portfolio management for individuals. Samuel is committed to helping clients reach their financial goals.

Firm Information

Samuel Curtis is currently registered with Ally Invest Advisors. Ally Invest Advisors, based in Charlotte, NC, is an investment advisor registered with the SEC. The firm offers financial planning and portfolio management services to individuals and high-net-worth individuals. Ally Invest Advisors manages over $1.1 billion in assets for over 70,000 clients.
Ally Invest Advisors

601 S. TRYON STREET

CHARLOTTE, NC 28202

$1.13B

Assets Under Management

Not reported

Total Clients

101

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Curtis’s Registration & Firm History

NC

06/27/2024 - Present

Ally Invest Advisors (CHARLOTTE NC)

NC

12/14/2021 - 02/06/2023

UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)

NC

03/31/2021 - 12/07/2021

ALLY INVEST SECURITIES LLC (Charlotte NC)

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Licenses & Designations

BOTH

Issued 01/31/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/31/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/14/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Curtis.
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