Unclaimed
Samuel Cox is a registered representative with Northwestern Mutual Investment Services, LLC. Samuel has been in the industry since February 2, 2014 and is licensed in 26 states. Samuel has Series 6, 7 and 63 securities licenses as well as the SIE. Samuel's office is located at 301 N Neil St Ste 501 in Champaign, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
02/03/2014 - Present
Northwestern Mutual Investment Services, LLC (CHAMPAIGN IL)
BC
Issued 03/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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