Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Christopher Ross is a financial advisor with Empower Financial Services, Inc., based in Boston, MA. Samuel has been a licensed financial professional since 2014. Prior to joining Empower, Samuel worked with PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC and STATE FARM VP MANAGEMENT CORP.. Samuel holds the Series 6, Series 63 and SIE licenses. Samuel is registered with FINRA and is licensed in 15 states, including Alaska, Florida, Hawaii, Illinois, Iowa, Kansas, Louisiana, Michigan, Nevada, New Jersey, Ohio, South Carolina, Texas, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/04/2022 - Present
Empower Financial Services, Inc. (Boston MA)
IA
12/16/2019 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Dubuque IA)
IA
09/16/2014 - 12/02/2019
STATE FARM VP MANAGEMENT CORP. (DYERSVILLE IA)
BC
Issued 09/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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