Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Cho is a financial advisor with over 15 years of experience in the industry. Samuel is currently registered with J.P. Morgan Securities LLC and has previously worked with several other firms, including Ameriprise Financial Services, Inc. and Mutual of America Securities Corporation. Samuel holds several licenses and certifications, including the Series 6, 7, 63, and 66 exams and is also a Chartered Financial Consultant. Samuel's areas of expertise include financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NV
03/12/2021 - Present
J.p. Morgan Securities LLC (LAS VEGAS NV)
NV
05/17/2012 - 08/20/2014
AMERIPRISE FINANCIAL SERVICES, INC. (LAS VEGAS NV)
CA
06/04/2007 - 11/18/2011
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (SAN DIEGO CA)
CA
06/04/2007 - 11/18/2011
MUTUAL OF AMERICA SECURITIES CORPORATION (SAN DIEGO CA)
GA
06/13/2002 - 12/31/2002
PFS INVESTMENTS INC. (DULUTH GA)
CA
04/10/2000 - 06/19/2000
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
CA
02/16/2000 - 04/10/2000
SAN CLEMENTE SECURITIES, INC. (SAN CLEMENTE CA)
BOTH
Issued 03/04/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/01/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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