Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Chi tat Lam is a registered representative of Capitol Securities Management, Inc. based in RESTON, VA. Samuel Lam has been in the securities industry since 1999. Before joining Capitol Securities Management, Inc., Samuel Lam was registered with WELLS FARGO ADVISORS, LLC and CITIGROUP GLOBAL MARKETS INC. Samuel Lam is licensed to provide investment advice in Alabama, California, District of Columbia, Florida, Georgia, Indiana, Kansas, Louisiana, Maryland, New York, North Carolina, Ohio, South Carolina, Texas, Virginia, Washington, and West Virginia. Samuel Lam has passed the Series 63, Series 65, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
10/04/2016 - Present
Capitol Securities Management, Inc. (RESTON VA)
MD
12/04/2009 - 06/24/2016
WELLS FARGO ADVISORS, LLC (ROCKVILLE MD)
DC
05/29/2007 - 12/17/2009
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
DC
08/02/1999 - 05/29/2007
CITICORP INVESTMENT SERVICES (WASHINGTON DC)
MN
08/02/1999 - 08/27/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/02/1999 - 08/27/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 08/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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