Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Rothschild has been in the financial services industry since March 18, 2006. Samuel is currently registered with Bluerock Capital Markets LLC. Previously, Samuel was associated with VP Distributors LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and UBS Financial Services Inc.. Samuel is licensed in Connecticut, Maine, Massachusetts, New Hampshire, New York, and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/19/2023 - Present
Bluerock Capital Markets LLC (Newport Beach CA)
CT
10/20/2010 - 09/06/2023
VP DISTRIBUTORS LLC (HARTFORD CT)
CT
06/01/2009 - 10/19/2010
MORGAN STANLEY SMITH BARNEY (HARTFORD CT)
CT
05/18/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HARTFORD CT)
CT
04/28/2006 - 06/05/2007
UBS FINANCIAL SERVICES INC. (HARTFORD CT)
MN
12/21/2005 - 02/10/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 11/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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