Unclaimed
Samuel McClure is a financial advisor currently registered with Empower Financial Services, Inc. based in Greenwood Village, CO. Samuel holds both Series 7 and Series 63 licenses. Prior to joining Empower Financial Services, Inc., Samuel worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/30/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
FL
03/07/2016 - 11/01/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
07/14/2014 - 02/03/2016
AXA ADVISORS, LLC (JACKSONVILLE FL)
BC
Issued 12/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/02/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/13/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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