Unclaimed
Samuel Charles Ginsberg is a financial advisor with LPL Financial LLC. Samuel has been in the financial services industry since 1986. Samuel has experience working with clients of all types including high net worth individuals, corporations, and charitable organizations. Samuel is a registered representative and investment advisor representative in several states. Samuel has a wide range of experience in financial planning, portfolio management, and investment advisory services. Samuel has held a number of leadership positions in the financial services industry, including roles at Boenning & Scattergood, Inc., Ferris, Baker Watts, LLC, Arthurs, Lestrange & Company Incorporated, PNC Brokerage Corp, PNC Securities Corp, Commonwealth Securities and Investments, Inc., and Mellon Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/01/2023 - Present
LPL Financial LLC (PITTSBURGH PA)
PA
02/13/2009 - 02/06/2023
BOENNING & SCATTERGOOD, INC. (Carnegie PA)
PA
09/01/2006 - 02/18/2009
FERRIS, BAKER WATTS, LLC (PITTSBURGH PA)
PA
04/02/1996 - 09/01/2006
ARTHURS, LESTRANGE & COMPANY INCORPORATED (MCKEESPORT PA)
PA
12/23/1994 - 03/27/1996
PNC BROKERAGE CORP (PITTSBURGH PA)
PA
09/24/1992 - 12/23/1994
PNC SECURITIES CORP (PITTSBURGH PA)
PA
10/06/1988 - 09/29/1992
COMMONWEALTH SECURITIES AND INVESTMENTS, INC. (PITTSBURGH PA)
NA
08/01/1986 - 09/23/1988
MELLON FINANCIAL SERVICES CORPORATION
BC
Issued 03/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/03/2003
Series 24 - General Securities Principal Examination
BC
Issued 08/08/2001
Series 4 - Registered Options Principal Examination
BC
Issued 11/25/1986
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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