Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Charles Ferrara is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Samuel has been in the securities industry for over 3 years. Samuel is registered with the Securities and Exchange Commission and is licensed in 53 states and districts. Samuel holds a Series 7TO, Series 63, and Series 66 licenses. Samuel is affiliated with the Chandler, AZ office of Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with Chandler Unified School District, Deleware North Systems, Uber, Lyft, Triton Regional School District, and Bank of America, N.A.. Samuel specializes in portfolio management for individuals and businesses. Samuel can assist with a variety of investment strategies and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/03/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
BOTH
Issued 02/02/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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