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Samuel Chapman

Robinhood Financial, LLC

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About Samuel Chapman

Samuel Chapman is a registered representative with Robinhood Financial, LLC. Samuel has been in the securities industry for over 8 years, having been registered with several firms including J.P. Morgan Securities LLC, Thrivent Investment Management Inc., Transamerica Investors Securities Corporation, and Robinhood Financial, LLC. Samuel is licensed to sell securities in all 50 states and the District of Columbia. Samuel's expertise includes Series 6, 7, 9, 10, 66 and SIE exams.

Firm Information

Samuel Chapman is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Chapman’s Registration & Firm History

CO

03/20/2023 - Present

Robinhood Financial, LLC (Denver CO)

CO

11/11/2020 - 08/10/2022

ROBINHOOD FINANCIAL, LLC (Denver CO)

CO

08/23/2017 - 10/28/2020

TRANSAMERICA INVESTORS SECURITIES CORPORATION (DENVER CO)

CO

07/09/2016 - 08/09/2017

THRIVENT INVESTMENT MANAGEMENT INC. (DENVER CO)

CO

03/20/2015 - 07/06/2016

J.P. MORGAN SECURITIES LLC (LAKEWOOD CO)

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Licenses & Designations

BOTH

Issued 08/03/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/17/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/16/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2016

Series 7 - General Securities Representative Examination

BC

Issued 03/20/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Chapman.
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