Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel C Soprano is a financial advisor at Park Avenue Securities LLC, where Samuel has been registered since May 3, 1999. Samuel has been in the securities industry since December 15, 1980 and has experience with investment company products/variable contracts, securities industry essentials, and financial planning. Samuel is also registered in 13 states including California, Connecticut, Florida and Georgia. Samuel has passed both the Series 6 and the SIE exams. Samuel's previous employers include Guardian Investor Services Corporation, Robert W. Baird & Co. Incorporated, Northwestern Mutual Investment Services, Inc., Anchor National Financial Services, Inc., IDS Life Insurance Company, IDS Marketing Corporation, and IDS/American Express Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/03/1999 - Present
Park Avenue Securities LLC (WALL NJ)
NY
02/27/1995 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
WI
05/13/1988 - 02/16/1995
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
11/16/1987 - 02/16/1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
NA
02/03/1984 - 12/10/1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
11/21/1980 - 01/18/1984
IDS LIFE INSURANCE COMPANY
NA
11/21/1980 - 01/18/1984
IDS MARKETING CORPORATION
NA
11/21/1980 - 01/18/1984
IDS/AMERICAN EXPRESS INC.
BC
Issued 04/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1980
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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