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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Gross has been in the financial services industry since 1985 and is currently registered with Raymond James & Associates, Inc. in Illinois, Tennessee and Texas. Samuel has previously held roles with William Blair & Company L.L.C., Deutsche Bank Securities Inc., DB Alex. Brown LLC, Legg Mason Wood Walker, Incorporated, and Legg Mason Masten Inc. Samuel holds Series 7, 63 and 65 licenses and has been registered in 31 states, including Illinois, where Samuel is also registered as an Investment Advisor. Samuel's firm provides advisory services to individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/26/2015 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
05/14/2004 - 01/28/2015
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
NY
01/13/2001 - 05/20/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
08/12/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NA
11/03/1987 - 08/13/1996
LEGG MASON WOOD WALKER, INCORPORATED
MD
07/31/1985 - 08/13/1996
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
IA
Issued 10/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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