Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Butler Mann is a financial advisor with over 20 years of experience in the industry. Samuel is currently registered with Oppenheimer & Co. Inc. and is a registered representative and investment advisor. Samuel has held previous positions with PARK AVENUE SECURITIES LLC, NETWORK 1 FINANCIAL SECURITIES INC., AXA ADVISORS, LLC, SUMMIT FINANCIAL SERVICES GROUP, INC., FISERV INVESTOR SERVICES, INC. and MDS SECURITIES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/24/2016 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
09/29/2006 - 11/20/2014
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NJ
09/19/2005 - 09/19/2006
NETWORK 1 FINANCIAL SECURITIES INC. (RED BANK NJ)
NY
11/17/2000 - 09/19/2003
AXA ADVISORS, LLC (NEW YORK NY)
PA
10/21/1998 - 10/20/2000
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
TX
05/22/1997 - 10/21/1998
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
IN
11/29/1996 - 05/06/1997
MDS SECURITIES INCORPORATED (CARMEL IN)
BC
Issued 05/09/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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