Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Bruce Phillips is a financial advisor with Cape Investment Advisory, Inc. based in McDonough, GA. Samuel has been in the industry since 1993 and holds the Series 6, 7, 24, 63, and 65 licenses. Samuel is also a Chartered Financial Consultant. Samuel has experience working with high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth individuals. Samuel also has experience with financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
GA
09/05/2017 - Present
Cape Investment Advisory, Inc. (MCDONOUGH GA)
GA
07/30/2020 - 11/18/2021
AMERICAN GLOBAL WEALTH MANAGEMENT, INC. (MCDONOUGH GA)
GA
07/27/2004 - 07/29/2016
AMERITAS INVESTMENT CORP. (COVINGTON GA)
CT
09/17/2003 - 07/02/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
MN
05/11/1993 - 10/17/2003
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
IA
Issued 08/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/10/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Samuel Phillips is the right advisor for you? Invested Better is here to help.
