Unclaimed
Samuel Bronstein is a registered representative with Axom Partners LLC, based in Lehi, UT. Samuel has been in the financial services industry since January 26, 2019. Samuel has passed the Series 63, Series 79, and SIE exams. Samuel is registered in New York and has previously been employed at Finalis Securities LLC and Qatalyst Partners LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
05/31/2024 - Present
Axom Partners LLC (LEHI UT)
NY
03/27/2023 - 04/11/2024
FINALIS SECURITIES LLC (NEW YORK NY)
CA
10/25/2017 - 02/09/2022
QATALYST PARTNERS LP (SAN FRANCISCO CA)
BC
Issued 11/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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