Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Brandwein is a registered representative with Morgan Stanley in Boca Raton, Florida. Samuel has been in the securities industry since 1986. Samuel has a broad range of experience with the firm, including both individual and institutional clients. Samuel has held previous positions at Citigroup Global Markets Inc. and CitiStreet Equities LLC. Samuel's extensive experience in the financial services industry makes him well-equipped to provide clients with a wide range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/02/2014 - Present
Morgan Stanley (Boca Raton FL)
FL
02/01/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NJ
06/21/1996 - 02/20/2002
CITISTREET EQUITIES LLC (SOMERSET NJ)
NY
09/08/1992 - 06/27/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
05/27/1986 - 08/26/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1989
Series 3 - National Commodity Futures Examination
BC
Issued 05/24/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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