Unclaimed
Samuel Brandon Couillard is a financial professional with over 18 years of experience in the industry. He is currently registered with Wells Fargo Securities, LLC, a firm with a long history of providing financial services to individuals and institutions. Samuel has a strong track record of success in helping clients achieve their financial goals. He is committed to providing his clients with personalized service and guidance. Samuel holds Series 7, 86, 87, and SIE licenses, as well as a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/05/2024 - Present
Wells Fargo Securities, LLC (Miami FL)
TN
08/28/2009 - 05/20/2024
JEFFERIES LLC (NASHVILLE TN)
NY
01/02/2009 - 08/28/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/07/2007 - 01/02/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
TN
09/13/2005 - 05/17/2007
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 09/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/09/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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