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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Boyce Rankin is a financial advisor with over 40 years of experience in the industry. Samuel is currently registered with UBS Financial Services Inc. and has been with the firm since April 2009. Prior to that, Samuel was employed by CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC, DEAN WITTER REYNOLDS INC. and REYNOLDS SECURITIES, INC. Samuel holds several licenses and certifications including Series 65, 63, 10, 9, 8, SIE, PC, 15, 5 and 7. Samuel has extensive experience in portfolio management for individuals and businesses. Samuel is also knowledgeable in various investment areas, including stocks, bonds, mutual funds, ETFs, options, and foreign currency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
04/28/2009 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NC
07/31/1993 - 05/15/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/09/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
02/24/1978 - 09/23/1987
DEAN WITTER REYNOLDS INC.
NA
08/21/1975 - 02/24/1978
REYNOLDS SECURITIES, INC.
IA
Issued 08/22/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/03/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1987
PC - AMEX Put and Call Exam
BC
Issued 06/26/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 08/16/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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