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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Bentley Tucker is a financial advisor registered with Wells Fargo Clearing Services, LLC. Samuel Tucker's professional experience includes working at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Samuel Tucker is a Registered Representative with Series 7, 9, 10, 31, 66 securities licenses and holds a SIE exam certificate. He has been working in the financial services industry since September 18, 2000. Samuel Tucker has a current registration with the state of Alabama and is registered with 16 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
06/03/2021 - Present
Wells Fargo Clearing Services, LLC (DOTHAN AL)
AL
08/18/2010 - 06/10/2021
MORGAN STANLEY (DOTHAN AL)
AL
09/19/2000 - 08/20/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DOTHAN AL)
BOTH
Issued 10/12/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/12/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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