Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Weiner is an investment advisor representative with Raymond James Financial Services Advisors, Inc. Samuel has been in the financial services industry since January 1985. Samuel has a Series 63, Series 65, Series 3, Series 5, Series 7 and SIE license. Samuel is registered with the state regulators of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Samuel is also registered with the state regulators of Florida and Texas as an investment advisor. Previously, Samuel was employed by MORGAN STANLEY and CITIGROUP GLOBAL MARKETS INC. in Winter Park, FL and LEHMAN BROTHERS INC. in New York, NY. Samuel is also a partner in a personal/private investment partnership called Weiner Brothers. Samuel is also a co-owner of Winter Park Wealth Group. Samuel is a licensed financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
07/02/2014 - Present
Raymond James Financial Services Advisors, Inc. (WINTER PARK FL)
FL
06/01/2009 - 12/02/2013
MORGAN STANLEY (WINTER PARK FL)
FL
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WINTER PARK FL)
NY
01/23/1985 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/24/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1985
Series 5 - Interest Rate Options Examination
BC
Issued 05/17/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 04/09/1985
Series 3 - National Commodity Futures Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Samuel Weiner is the right advisor for you? Invested Better is here to help.
