Unclaimed
Samuel Baxter Lapsley is a financial professional with over 27 years of experience in the industry. Samuel is currently registered with Prudential Annuities Distributors, Inc. He has previously held positions at PRUCO SECURITIES, LLC. and MML INVESTORS SERVICES, INC. Samuel is licensed in multiple states and holds the Series 6, Series 63, and Series 65 licenses. Samuel's background and experience make him a valuable resource for individuals seeking financial guidance and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/26/2020 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
05/10/2010 - 03/31/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
VA
08/09/1993 - 04/27/2009
MML INVESTORS SERVICES, INC. (HARRISONBURG VA)
IA
Issued 12/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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