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Samuel Baxter Lapsley

Prudential Annuities Distributors, Inc.

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About Samuel Baxter Lapsley

Samuel Baxter Lapsley is a financial professional with over 27 years of experience in the industry. Samuel is currently registered with Prudential Annuities Distributors, Inc. He has previously held positions at PRUCO SECURITIES, LLC. and MML INVESTORS SERVICES, INC. Samuel is licensed in multiple states and holds the Series 6, Series 63, and Series 65 licenses. Samuel's background and experience make him a valuable resource for individuals seeking financial guidance and investment advice.

Firm Information

Samuel Lapsley is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Lapsley’s Registration & Firm History

CT

03/26/2020 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

05/10/2010 - 03/31/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

VA

08/09/1993 - 04/27/2009

MML INVESTORS SERVICES, INC. (HARRISONBURG VA)

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Licenses & Designations

IA

Issued 12/10/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/16/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Baxter Lapsley.
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