Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Hayes is an active broker with Finalis Securities LLC in New York, NY. Samuel has been in the securities industry since 2010. Samuel has passed the Series 63, Series 7, Series 79TO, Series 24 and SIE exams and holds a current registration in California. Samuel has previous experience with Growth Capital Services, Inc., NPM Securities, LLC, SharesPost Financial Corporation and Emerson Equity LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/07/2022 - Present
Finalis Securities LLC (New York NY)
DE
10/22/2020 - 01/31/2022
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
DE
06/22/2018 - 11/15/2018
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
DE
07/18/2014 - 07/05/2016
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
NY
03/03/2014 - 05/19/2014
NPM SECURITIES, LLC (NEW YORK NY)
CA
12/22/2011 - 08/19/2013
SHARESPOST FINANCIAL CORPORATION (SAN FRANCISCO CA)
CA
01/07/2011 - 01/13/2012
EMERSON EQUITY LLC (SAN BRUNO CA)
DE
09/16/2010 - 01/04/2011
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
BC
Issued 10/06/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2014
Series 24 - General Securities Principal Examination
BC
Issued 11/12/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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