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Samuel Austin Levy

Morgan Stanley & Co. LLC

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About Samuel Austin Levy

Samuel Austin Levy is a financial advisor registered with Morgan Stanley & Co. LLC. Samuel has been in the industry since August 2018 and holds the Series 79 and SIE licenses. Previously, Samuel was registered with Morgan Stanley Distribution, Inc. and Credit Suisse Securities (USA) LLC. Samuel’s current branch office location is in Los Angeles, California.

Firm Information

Samuel Levy is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Levy’s Registration & Firm History

CA

08/19/2024 - Present

Morgan Stanley & Co. LLC (LOS ANGELES CA)

NY

08/24/2021 - 08/19/2024

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

NY

08/06/2018 - 08/05/2021

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Austin Levy.
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