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Samuel Asa Esch

Alliancebernstein Investments, Inc.

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About Samuel Asa Esch

Samuel Esch is a financial advisor with Alliancebernstein Investments, Inc.. Samuel is a Series 7 and SIE licensed professional. Samuel's career in the securities industry began in 2021. Samuel has been with Alliancebernstein Investments, Inc. since February 2023. Prior to joining Alliancebernstein Investments, Inc., Samuel worked at Principal Funds Distributor, Inc.. Samuel is based in Nashville, TN.

Firm Information

Samuel Esch is currently registered with Alliancebernstein Investments, Inc.. Alliancebernstein Investments, Inc. is a Corporation that was formed on November 15, 1983. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Esch’s Registration & Firm History

TN

02/15/2023 - Present

Alliancebernstein Investments, Inc. (Nashville TN)

IA

05/11/2021 - 02/02/2023

PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)

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Licenses & Designations

BC

Issued 05/11/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/29/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Asa Esch.
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