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Samuel Archer

Cetera Advisors LLC

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About Samuel Archer

Samuel Archer is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC and Cetera Investment Services LLC. Samuel has been in the industry since November 13, 2016 and is registered with FINRA. Samuel holds the Series 7TO, SIE, and Series 79 licenses. Samuel is located in EL SEGUNDO, CA and works out of the 2301 ROSECRANS AVE #5100 office.

Firm Information

Samuel Archer is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Archer’s Registration & Firm History

CA

02/28/2023 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

CA

08/08/2016 - 11/21/2022

CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 08/31/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Archer.
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