Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Goerss is a financial advisor registered with Fidelity Personal and Workplace Advisors in Palo Alto, California. Samuel has been in the industry since 2015 and has been registered in 28 states. Samuel also has prior experience with E*TRADE Securities LLC and AXA Advisors, LLC. Samuel holds Series 7 and Series 66 licenses, and the Securities Industry Essentials Exam (SIE) certification. Samuel's practice specializes in financial planning, portfolio management, and educational seminars for individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/05/2021 - Present
Fidelity Personal AND Workplace Advisors (PALO ALTO CA)
CA
01/28/2019 - 01/22/2020
E*TRADE SECURITIES LLC (PALO ALTO CA)
CA
04/26/2016 - 01/22/2019
AXA ADVISORS, LLC (SAN FRANCISCO CA)
CA
04/08/2015 - 04/13/2016
SECURITIES AMERICA, INC. (San Diego CA)
BOTH
Issued 04/12/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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