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Samuel Anthony Thomas

Charles Schwab & CO., Inc.

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About Samuel Anthony Thomas

Samuel Anthony Thomas is a financial advisor with over 19 years of experience in the industry. Samuel is a Certified Financial Planner and has been registered with Charles Schwab & CO., Inc. since August 2023. Before that, Samuel was registered with Morgan Stanley since January 2023 and with E*TRADE SECURITIES LLC since June 2010. Samuel has experience working with clients across various states, including Utah, California, Arizona, Florida, Georgia, Idaho, Illinois, Indiana, Montana, New York, North Carolina, Ohio, Texas, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Samuel is a Series 66, Series 7, Series 24, and SIE licensed professional.

Firm Information

Samuel Thomas is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Samuel Thomas’s Registration & Firm History

UT

09/26/2023 - Present

Charles Schwab & CO., Inc. (Cottonwood Heights UT)

UT

01/12/2023 - 09/22/2023

MORGAN STANLEY (Sandy UT)

UT

06/10/2010 - 09/05/2023

E*TRADE SECURITIES LLC (SANDY UT)

CA

10/30/2007 - 03/04/2010

LPL FINANCIAL CORPORATION (NOVATO CA)

CA

01/15/2004 - 10/26/2007

A. G. EDWARDS & SONS, INC. (ARROYO GRANDE CA)

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Licenses & Designations

BOTH

Issued 01/28/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/25/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Samuel Anthony Thomas.
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