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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Alexander Thompson is an Investment Advisor Representative with Summit Asset Management LLC. Samuel has been with Summit Asset Management LLC since January 2012. He is also a Registered Investment Advisor in Tennessee. Samuel has over 30 years of experience in the financial services industry. Samuel is a Chartered Financial Consultant. Samuel holds Series 6, 7, 22 and 63 licenses. He has also passed the Series 65 examination. Samuel specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TN
04/01/2004 - Present
Summit Asset Management LLC (MEMPHIS TN)
MA
01/24/2000 - 06/21/2002
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
NY
03/26/1981 - 05/17/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
03/26/1981 - 05/17/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 09/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 02/28/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/23/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
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Inactive
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