Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Alexander Gilliland is a financial advisor with over 38 years of experience in the financial services industry. Samuel is currently registered with RBC Capital Markets, LLC and has previously held positions at Fieldpoint Private Securities, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, Oppenheimer & Co., Inc., and Bear, Stearns & Co. Inc. Samuel is a Series 7, Series 63, and Series 65 licensed professional. Samuel has a strong track record of providing financial advice to a wide range of clients, including high-net-worth individuals, families, corporations, institutions, and retirement plans. Samuel's areas of expertise include investment management, financial planning, and retirement planning. Samuel is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
03/09/2022 - Present
RBC Capital Markets, LLC (STAMFORD CT)
CT
03/11/2011 - 03/08/2022
FIELDPOINT PRIVATE SECURITIES, LLC (GREENWICH CT)
CT
06/01/2009 - 12/22/2010
MORGAN STANLEY SMITH BARNEY (GREENWICH CT)
CT
04/01/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GREENWICH CT)
NY
01/13/2001 - 04/04/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
01/02/1992 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
12/17/1985 - 01/08/1992
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
12/21/1983 - 12/23/1985
BEAR, STEARNS & CO. INC.
IA
Issued 07/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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