Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Alberto Maya is a registered representative with over 5 years of experience in the financial services industry. Samuel has a strong background in investment banking and operations. Samuel is currently registered with UBS Securities LLC and UBS Financial Services Inc. and holds licenses in all 50 states. Samuel has a proven track record of success in providing financial planning, portfolio management, and other advisory services to a wide range of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
07/31/2024 - Present
UBS Securities LLC (New York NY)
FL
02/11/2021 - 07/19/2022
UBS FINANCIAL SERVICES INC. (MIAMI FL)
FL
06/01/2019 - 02/05/2021
STATETRUST INVESTMENTS INC. (Miami FL)
BOTH
Issued 07/10/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/24/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2019
Series 4 - Registered Options Principal Examination
BC
Issued 08/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 08/23/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 06/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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