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Samuel Alan Huffman

Truist Securities, Inc.

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About Samuel Alan Huffman

Samuel Alan Huffman is a financial advisor with Truist Securities, Inc.. Samuel Alan Huffman has been in the securities industry since June 16, 1989. Samuel Alan Huffman is registered with FINRA and the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Samuel Alan Huffman has passed the Series 4, 7, 63, 72, and SIE exams. Samuel Alan Huffman was previously registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA SECURITIES LLC, and NATIONSBANC SECURITIES, INC..

Firm Information

Samuel Huffman is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Huffman’s Registration & Firm History

GA

04/23/2015 - Present

Truist Securities, Inc. (ATLANTA GA)

NY

11/01/2010 - 10/06/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/09/1993 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

MA

11/30/1988 - 07/07/1993

NATIONSBANC SECURITIES, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 02/28/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/1995

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Samuel Alan Huffman.
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