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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Katz is a financial advisor at MML Investors Services, LLC, a firm with a long history of serving individual investors and businesses. Samuel has over a decade of experience in the financial industry, with prior roles at Raymond James & Associates, Inc. and Northern Trust Securities, Inc. Samuel holds several industry licenses including Series 6, 7, 63, and 66 as well as the SIE exam. Samuel has a strong commitment to providing personalized financial advice and helping clients reach their financial goals. Samuel works with individuals, families, and businesses in the Fort Lauderdale area. He is dedicated to helping his clients understand their financial options and make informed decisions about their future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
10/22/2021 - Present
MML Investors Services, LLC (FT LAUDERDALE FL)
FL
11/07/2013 - 02/23/2015
RAYMOND JAMES & ASSOCIATES, INC. (BOCA RATON FL)
FL
01/29/2001 - 05/09/2012
NORTHERN TRUST SECURITIES, INC. (MIAMI FL)
BOTH
Issued 05/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/19/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/26/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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