Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Abram Wallace is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Samuel Wallace has over 26 years of experience in the financial services industry. Samuel Wallace has a wide range of experience, including portfolio management for individuals and businesses, pension consulting, and educational seminars. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. Samuel Wallace worked at BANC OF AMERICA INVESTMENT SERVICES, INC., OPPENHEIMER & CO. INC., MORGAN STANLEY DW INC., FIRST UNITED EQUITIES CORPORATION, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Samuel Wallace is licensed to provide investment advisory services in Georgia and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/11/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWARK NJ)
NC
09/28/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
07/13/2004 - 07/05/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/31/1998 - 07/14/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/30/1997 - 06/23/1997
FIRST UNITED EQUITIES CORPORATION (NEW YORK NY)
MA
01/06/1996 - 11/21/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/06/1996 - 11/21/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
11/09/1993 - 07/22/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/10/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2000
Series 4 - Registered Options Principal Examination
BC
Issued 11/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 09/27/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2002
Series 3 - National Commodity Futures Examination
BC
Issued 10/14/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 11/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Samuel Wallace is the right advisor for you? Invested Better is here to help.
