Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel A. Klein is a registered representative with Guggenheim Securities, LLC. Samuel has been in the industry since July 31, 2016. Samuel is licensed in New York and holds Series 63, SIE, and Series 79 licenses. Samuel's office is located at 330 MADISON AVENUE in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/01/2016 - Present
Guggenheim Securities, LLC (NEW YORK NY)
BC
Issued 08/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Samuel Klein is the right advisor for you? Invested Better is here to help.
