Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samrat? Claim Your ProfileSamrat Karnik is a registered representative with Houlihan Lokey Capital, Inc. Samrat has been in the industry since 2008 and holds the Series 7, Series 63, Series 79TO and SIE licenses. Samrat has held prior roles at firms such as Capstone Partners, Headwaters BD, LLC, Bentley Securities Corporation, Duff & Phelps Securities LLC, Focus Capital Group, Inc. and Houlihan Lokey Howard & Zukin Capital, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/17/2022 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
MA
05/16/2018 - 06/23/2022
CAPSTONE PARTNERS (BOSTON MA)
CO
02/14/2014 - 11/14/2018
HEADWATERS BD, LLC (DENVER CO)
NY
08/30/2013 - 01/31/2014
BENTLEY SECURITIES CORPORATION (NEW YORK NY)
NY
04/27/2011 - 06/03/2013
DUFF & PHELPS SECURITIES LLC (NEW YORK NY)
NY
07/08/2010 - 05/25/2011
FOCUS CAPITAL GROUP, INC. (NEW YORK NY)
NY
02/26/2008 - 06/02/2010
HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL, INC. (NEW YORK NY)
BC
Issued 07/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Samrat Karnik is the right advisor for you? Invested Better is here to help.
