Unclaimed
Samphors Chea is a registered representative with Citigroup Global Markets Inc. Samphors has been in the industry since October 31, 2019. Samphors is registered with the state of Texas as an Investment Advisor Representative and has a Series 63 and 66 license as well as a Series 7, Series 9, and Series 10 license. Samphors is also registered in all 50 states, the District of Columbia and Puerto Rico as a broker. Samphors is currently employed by Citigroup Global Markets Inc. in San Antonio, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
05/22/2020 - Present
Citigroup Global Markets Inc. (San Antonio TX)
BOTH
Issued 05/22/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/27/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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