Invested Better
Unclaimed

Unclaimed

Unclaimed

Samo Devenica

TD Securities (usa) LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Samo? Claim Your Profile

About Samo Devenica

Samo Devenica is a financial advisor with over 16 years of experience in the industry. Samo is currently registered with TD Securities (usa) LLC and holds Series 7, Series 63 and SIE licenses. Samo has previously worked at Cowen and Company, US Arma Partners LP, and Montgomery & Co., LLC. Samo is registered in California and New York.

Firm Information

Samo Devenica is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Samo Devenica’s Registration & Firm History

NY

03/07/2024 - Present

TD Securities (usa) LLC (New York NY)

CA

11/02/2017 - 04/11/2024

COWEN AND COMPANY (San Francisco CA)

NY

01/06/2011 - 07/07/2017

US ARMA PARTNERS LP (New York NY)

CA

11/15/2005 - 01/06/2010

MONTGOMERY & CO., LLC (SANTA MONICA CA)

Not sure if Samo Devenica is right for you?

Licenses & Designations

BC

Issued 09/26/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Samo Devenica.
Not sure if Samo Devenica is right for you?