Unclaimed
Samo Devenica is a financial advisor with over 16 years of experience in the industry. Samo is currently registered with TD Securities (usa) LLC and holds Series 7, Series 63 and SIE licenses. Samo has previously worked at Cowen and Company, US Arma Partners LP, and Montgomery & Co., LLC. Samo is registered in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/07/2024 - Present
TD Securities (usa) LLC (New York NY)
CA
11/02/2017 - 04/11/2024
COWEN AND COMPANY (San Francisco CA)
NY
01/06/2011 - 07/07/2017
US ARMA PARTNERS LP (New York NY)
CA
11/15/2005 - 01/06/2010
MONTGOMERY & CO., LLC (SANTA MONICA CA)
BC
Issued 09/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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