Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sammy? Claim Your ProfileSammy K. Lee is a financial advisor with Avantax Investment Services, Inc. based in Berea, KY. Sammy has been in the financial industry since 1997 and holds Series 6, 7, and 63 licenses. Sammy's previous employers include Woodbury Financial Services, Inc., Unified Financial Securities, Inc., Commonwealth Investment Services, Inc., CFS Brokerage Corp., and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
12/24/2008 - Present
Avantax Investment Services, Inc. (BEREA KY)
KY
05/30/2003 - 11/26/2008
WOODBURY FINANCIAL SERVICES, INC. (BEREA KY)
IN
01/31/2000 - 06/02/2003
UNIFIED FINANCIAL SECURITIES, INC. (INDIANAPOLIS IN)
IN
10/19/1998 - 01/31/2000
COMMONWEALTH INVESTMENT SERVICES, INC. (INDIANAPOLIS IN)
NY
02/27/1998 - 10/16/1998
CFS BROKERAGE CORP. (NEW YORK NY)
NJ
12/20/1997 - 01/13/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
TX
04/11/1997 - 11/19/1997
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BC
Issued 03/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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