Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sammy? Claim Your ProfileSammy Carrasquillo is a financial advisor registered with Fidelity Personal And Workplace Advisors. Sammy has over 17 years of experience in the financial services industry. Sammy is currently licensed to offer securities and investment advisory services in Connecticut, New York, and Texas. Sammy holds Series 7, Series 24, Series 52, Series 53, and Series 66 securities licenses. Sammy also holds a SIE exam certificate and is a registered representative for Fidelity Personal And Workplace Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/24/2023 - Present
Fidelity Personal AND Workplace Advisors (NEW YORK NY)
NY
04/30/2018 - 03/02/2022
COPPER FINANCIAL (New York NY)
NY
03/31/2015 - 05/01/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
12/13/2013 - 04/02/2015
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
03/10/2011 - 12/17/2013
TD AMERITRADE, INC. (FOREST HILLS NY)
NY
01/06/2010 - 03/09/2011
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
NY
05/29/2007 - 12/19/2009
CITIGROUP GLOBAL MARKETS INC. (BROOKLYN NY)
NY
02/17/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
BOTH
Issued 02/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/11/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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