Unclaimed
Sammy Ramsey is a financial professional with over 5 years of experience in the securities industry. Sammy is currently registered with Nomura Securities International, Inc., a leading global financial services firm, and holds Series 63, SIE, and Series 79 licenses. Sammy's experience includes a broad range of financial services, including investment banking and research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
12/02/2014 - Present
Nomura Securities International, Inc. (SAN FRANCISCO CA)
BC
Issued 05/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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