Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sammy? Claim Your ProfileSammy Asoli is a registered representative with Smbc Nikko Securities America, Inc. Sammy has been working in the securities industry since September 25, 2011. Sammy has a Series 7, Series 63, Series 79, and SIE license. Sammy is currently registered in 51 states. Sammy was previously registered with LLOYDS SECURITIES and J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/28/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
12/01/2011 - 08/10/2020
LLOYDS SECURITIES (NEW YORK NY)
NY
09/09/2011 - 12/14/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 07/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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