Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sammul? Claim Your ProfileSammul Yeonie Shin is a financial professional with over 5 years of experience in the industry. Sammul has a strong background in Investment Banking and currently works as a registered representative for Smbc Nikko Securities America, Inc. Sammul has been registered with the firm since 2018. Sammul's previous experience includes roles at UBS Securities LLC and SMBC Nikko Securities America, Inc. Sammul holds Series 63, SIE and Series 79 licenses. Sammul is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/03/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
05/25/2021 - 04/14/2022
UBS SECURITIES LLC (NEW YORK NY)
NY
09/11/2018 - 05/26/2021
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 09/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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