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Sammi Ellyn Goldstein

Fidelity Brokerage Services LLC

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About Sammi Ellyn Goldstein

Sammi Goldstein is a financial professional with over two decades of experience in the industry. Sammi has held various positions at prominent firms like Ameriprise Financial Services, Inc., Wells Fargo Advisors Financial Network, LLC, and Raymond James Financial Services, Inc. Currently, Sammi is associated with Fidelity Brokerage Services LLC. Sammi holds licenses including Series 7, Series 63 and Series 66, and has been registered in 53 states, demonstrating Sammi's commitment to serving clients across the country.

Firm Information

Sammi Goldstein is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sammi Goldstein’s Registration & Firm History

UT

07/18/2022 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

CA

04/17/2019 - 11/11/2021

CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)

CA

04/23/2018 - 12/31/2018

DFPG INVESTMENTS, INC. (Calabasas CA)

CA

06/23/2017 - 02/08/2018

AMERIPRISE FINANCIAL SERVICES, INC. (Woodland Hills CA)

CA

01/15/2016 - 04/18/2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (PASADENA CA)

CA

03/02/2015 - 01/20/2016

RAYMOND JAMES FINANCIAL SERVICES, INC. (PASADENA CA)

CA

10/17/2012 - 03/04/2015

AMERIPRISE FINANCIAL SERVICES, INC. (WOODLAND HILLS CA)

CA

06/27/2001 - 10/22/2012

MARQUIS FINANCIAL SERVICES, INC. (ENCINO CA)

NY

10/06/2000 - 01/02/2001

BENSON YORK GROUP, INC. (MELVILLE NY)

NJ

05/01/1995 - 11/11/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 07/20/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Sammi Ellyn Goldstein. Review regulatory record here.
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