Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samir? Claim Your ProfileSamir Desai is a financial professional with over 25 years of experience in the securities industry. Samir is currently a Registered Representative with Needham & Company, LLC, a firm headquartered in New York City. Previously Samir held positions at Credit Suisse First Boston Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, and Cowen & Co. Samir holds FINRA Series 7, 24, 63, 79TO, and SIE licenses, and has a history of providing clients with professional advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
09/02/2002 - Present
Needham & Company, LLC (NEW YORK NY)
NY
12/18/2000 - 10/24/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
09/09/1997 - 12/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
09/06/1996 - 09/16/1997
COWEN & CO. (NEW YORK NY)
BC
Issued 04/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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