Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samir? Claim Your ProfileSamir Patel is a financial advisor with J.P. Morgan Securities LLC. Samir has been in the financial services industry for over 10 years. Samir holds Series 6, 7, 10, 24, 63, and 66 securities licenses, as well as the SIE exam. Samir has experience in providing financial planning, portfolio management, and pension consulting services. Samir's previous employers include Charles Schwab & Co., Inc., LPL Financial LLC, USAA Financial Advisors, Inc., and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
07/27/2022 - Present
J.p. Morgan Securities LLC (Mount Prospect IL)
CA
08/02/2019 - 07/01/2022
CHARLES SCHWAB & CO., INC. (San Francisco CA)
TX
09/06/2017 - 02/27/2019
LPL FINANCIAL LLC (HOUSTON TX)
TX
10/25/2013 - 08/10/2017
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
04/22/2013 - 10/15/2013
MORGAN STANLEY (PLANO TX)
IL
07/06/2012 - 12/19/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (CHAMPAIGN IL)
BOTH
Issued 05/23/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/29/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Samir Patel is the right advisor for you? Invested Better is here to help.
