Unclaimed
Samir Parikh is a financial professional with over 20 years of experience in the industry. Samir is currently registered with Nylife Securities LLC and is a licensed Series 7, 9, 10, 24, 63, and SIE representative. Previously, Samir has worked with Fidelity Brokerage Services LLC. Samir holds active registrations in 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/15/2018 - Present
Nylife Securities LLC (DALLAS TX)
TX
09/25/2009 - 07/06/2016
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
05/03/1996 - 10/23/2007
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 01/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/31/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/06/2016
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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