Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samir? Claim Your ProfileSamir Sleiman has over 30 years of experience in the financial services industry. Samir currently works with Wells Fargo Clearing Services, LLC and has previously been registered with several firms including Wells Fargo Investments, LLC, Wells Fargo Securities, LLC, and U.S. Bancorp Piper Jaffray Inc. Samir holds the Series 7, Series 63 and Series 65 licenses. Samir is also a registered investment advisor in the state of Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
UT
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
05/24/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
CA
08/03/2001 - 01/09/2002
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
MN
11/16/1998 - 06/08/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
CA
05/21/2001 - 06/01/2001
WELLS FARGO VAN KASPER, LLC (SAN FRANCISCO CA)
MN
09/03/1997 - 11/16/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
OR
05/13/1996 - 09/03/1997
U.S. BANCORP SECURITIES (PORTLAND OR)
WI
02/22/1994 - 05/20/1996
INVEST FINANCIAL CORPORATION (APPLETON WI)
TX
11/25/1991 - 02/28/1994
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
CA
10/03/1989 - 01/09/1990
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MN
12/22/1987 - 10/23/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
NA
09/13/1989 - 10/17/1989
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 05/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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