Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samir? Claim Your ProfileSamir Thakkar is an investment advisor representative with over 30 years of experience in the financial services industry. Samir is currently registered with Prime Capital Financial. Prior to that, Samir worked for a number of other firms, including Ameritas Investment Company, LLC, The Advisors Group, Inc., Allmerica Investments, Inc., Cigna Securities, Inc., and The Prudential Insurance Company of America. Samir holds a number of licenses and certifications, including the Series 7, 22, 24, 63, and 65 exams. Samir is also a Certified Financial Planner. Samir provides a range of financial services to individuals, families, and businesses. Samir specializes in retirement planning, investment management, and estate planning. Samir is committed to providing personalized financial advice that meets the unique needs of each of their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
CA
03/08/2022 - Present
Prime Capital Financial (Costa Mesa CA)
CA
10/31/2003 - 01/27/2022
AMERITAS INVESTMENT COMPANY, LLC (COSTA MESA CA)
MD
11/02/1995 - 10/31/2003
THE ADVISORS GROUP, INC. (BETHESDA MD)
MA
08/20/1993 - 02/09/1995
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
PA
05/24/1989 - 07/13/1993
CIGNA SECURITIES, INC. (RADNOR PA)
NJ
06/27/1988 - 05/25/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/27/1988 - 05/25/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 07/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/24/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Samir Thakkar is the right advisor for you? Invested Better is here to help.
